Trade Compliance

Trade Reconciliation — Evidence-Based Compliance for Broking

Map trade-related calls with order records, digital evidence, and audit trails. Ensure regulatory compliance, protect trading integrity, and support dispute resolution for broking firms.

Trade Reconciliation
Why Trade Reconciliation

Built for Broking Compliance

Financial institutions, especially those involved in trading activities, are required by regulatory bodies like SEBI to record, archive, and reconcile communications related to trades.

Regulatory Compliance

Ensure every trade-related call is properly recorded, indexed, and stored according to SEBI and other regulatory standards.

Data Integrity

Verify that all recorded calls are accurately matched with corresponding trades — complete data, no overlooked transactions.

Risk Management

Identify unauthorized trading, conflicts of interest, or policy breaches. Detect suspicious activity within legal standards.

Dispute Resolution

Reconciled call recordings provide crucial evidence to clarify trade details in the event of a dispute.

Evidence Mapping

Connect voice recordings with trade/order records, emails, SMS, and other supporting communication evidence.

AI Intelligence

AI-powered speech analytics, trade extraction, intent detection and compliance risk flags layered on call recordings.

Strengthen your trade compliance workflow

Connect with Nexsus to explore Trade Reconciliation for your broking firm's call recording, evidence mapping, and compliance requirements.